Regulatory framework

IAS complies with the requirements of IIROC, securities laws and regulations and other laws that may govern our activities.

IAS adheres to the best business practices in the industry regarding internal control procedures and confidentiality.

Industrial Alliance Securities Inc. is authorized to open accounts only in countries, provinces and territories in which it is registered.

Complaint Process

Institutional Trade Matching and Settlements 24-101

Best execution disclosure

Privacy Policy

Policies & Procedures Regarding the Accessibility for Ontarians with Disability Act (AODA)

Policy on managing conflicts of interest

Statement of Policies IAS

Unclaimed Assets